Hydraulic systems are widely used in the manufacturing, construction, forestry, mining and transportation industries. Over the years, systems for the transmission and distribution of power have become increasingly sophisticated, their applications more numerous and their operating conditions more demanding.
Viscosity variations associated with low starting temperature and high operating temperatures contribute to system efficiency and reliability losses in a variety of ways. Selection of the proper viscosity grade of hydraulic fluid is an important and cost-effective technique that allows equipment to start smoothly at low temperatures, and also deliver adequate oil flow rates needed for efficient operation at high temperatures.
This article discusses several techniques that enable the equipment user to identify the practical operating limits of a hydraulic fluid. This information can be used to determine the temperature operating window of a given fluid in a pump.
Viscosity is an important criterion in the selection of a hydraulic fluid. At low temperature, excessive viscosity may result in poor mechanical efficiency, difficulty in starting, and wear. As oil temperature increases, viscosity decreases, resulting in lower volumetric efficiency, overheating and wear. Pump and motor manufacturers often provide hydraulic fluid recommendations in their documentation covering:
the maximum startup viscosity under load
the range of optimum operating viscosity
the maximum and minimum operating viscosity
Selection of the optimum fluid viscosity grade will provide the most efficient pump performance at standard operating temperatures, therefore minimizing lost time and energy and fuel costs for the operator.
Recent work by the authors has lead to the development of a new performance standard for hydraulic fluids, described as Maximum Efficiency Hydraulic Fluid (MEHF). MEHF fluids are formulated to provide a combination of high viscosity index and good shear stability, which enables all types of hydraulic pumps to deliver increased power at a lower level of energy consumption.
The performance of hydraulic pumps and motors is a critical factor in overall hydraulic system reliability. There are two elements of hydraulic efficiency: volumetric efficiency and hydromechanical efficiency.
Hydromechanical efficiency relates to the frictional losses within a hydraulic component and the amount of energy required to generate fluid flow. Volumetric efficiency relates to the flow losses within a hydraulic component and the degree to which internal leakage occurs. Both of these properties are highly dependent on viscosity.
Hydromechanical efficiency decreases as fluid viscosity increases due to higher resistance to flow. Conversely, volumetric efficiency increases as fluid viscosity increases because of the reduction of the internal leakage. The overall efficiency of a hydraulic pump is the product of mechanical and volumetric efficiencies [Equation 1], and both factors must be considered simultaneously.
As shown in Figure 1, there is a range of hydraulic fluid viscosity that optimizes the overall efficiency.
Figure 1. Relationship of Viscosity to Pump Efficiency
Overall efficiency = Hydromechanical efficiency * Volumetric efficiency [Equation 1]
At low operating temperatures, high viscosity negatively affects the mechanical efficiency of the hydraulic system, resulting in reduced system performance, lubricant starvation and cavitation.
Viscosity influences cavitation because high-viscosity fluids can create excessive pressure drop at the pump inlet. Cavitation causes metal fatigue and spalling which reduce pump life and generate abrasive metal particles in the fluid. Excessive viscosity from low-temperature conditions leads to pump starvation that may result in pump failure.
Additionally, loss of the lubricating film creates high contact temperatures, excessive wear and ultimately results in pump seizure.
Consequently, pump manufacturers specify a maximum fluid viscosity limit at startup to ensure that cavitation is avoided. Improperly designed or undersized inlets and strainers aggravate the problems associated with high viscosity.
One of the essential functions of a hydraulic fluid is to provide a lubricating film that reduces wear on moving pump parts. Film effectiveness depends upon a balance between viscosity, sliding speeds and loads, and fluid stability within a hydraulic pump.
As temperatures increase and the film thins, the lubricant film ruptures, allowing metal-to-metal contact, wear within the pump and additional fluid heating. Wear predominantly occurs in locations within a pump that are critical in terms of volumetric efficiency. Loss of volumetric efficiency causes the pump to work harder to produce the required flow.
At the same time, high temperatures compromise volumetric efficiency as the result of low-viscosity fluid bypassing critical pump clearances. Thus, inadequate viscosity due to high temperatures creates a destructive cycle of rising temperatures, accelerated wear and increased internal leakage.
Figure 2. Fluid Viscosity vs. Performance
Multigrade hydraulic fluids are often recommended for equipment where the operating temperatures can vary widely. High viscosity index (HVI) MEHFs enable efficient equipment operation over a wider temperature range than standard grade mineral oils. MEHF products are also recommended to eliminate seasonal oil changes, since a properly formulated multigrade performs adequately in both winter and summer temperatures.
MEHFs provide better low-temperature flow properties than an equivalent grade of single viscosity hydraulic oil at equivalent temperatures. While improved flow characteristics provide smoother operation and improved productivity, the primary performance advantage of an MEHF is its effectiveness in maintaining pumping efficiency at high temperatures.
Pump internal leakage increases with increase in temperature and decrease in viscosity. A high VI fluid decreases at a lower rate than a standard single viscosity fluid, which contributes to less leakage and improved pump efficiency. The relationship of viscosity to temperature, and the viscometric advantages of high VI multigrade hydraulic fluids are shown in Figure 3.
Figure 3. Viscosity-Temperature
Relationship for Low and High VI Oils
A viscosity grade selection system aimed at supporting equipment users has been published by the NFPA, based on the recommendations of leading hydraulic pump manufacturers.
Optimum viscosity grades are selected based on the concept of temperature operating window (TOW), which corresponds to the range of temperature where the oil viscosity provides acceptable performance in the pump (typically 13 to 860 mm²/s). Details on the use of the ALTOW system are given in NFPA Standard Practice T2.13.13-2002, available through the National Fluid Power Web site at www.nfpa.com.
The most commonly used and widely available viscosity grades are ISO 32, 46 and 68. The following sections compare the performance of monograde (low-viscosity index) and multigrade (high-viscosity index) versions of these three fluids. It is important to recognize that shear stable fluids must be used in high-pressure hydraulic systems to achieve desirable performance.
Fluids with low shear stability are commercially available, and are typically intended for use in low-pressure systems or for other applications such as automatic transmissions (ATF). The multigrade fluids selected for comparison in this work are intended for high-pressure hydraulic system service and have excellent shear stability, meeting the MEHF performance level definition.
A description of these fluids can be found in Table 1. Consult your fluid supplier for guidance on the shear stability of its products to verify fluid performance claims.
Table 1. Viscometric Properties of Test Oils
Calculations have been made on the additional energy, or hydromechanical losses (in kW), required to operate a mobile vane pump having a displacement of 10.8 ml/rev. at 800 rpm and 100 bars, conditions typical of those prevailing at startup. These data are shown in Figure 4.
Figure 4. Hydromechanical Losses as a Function of
Temperature, ISO Grade and VI
* Performance gains are based on used
oil viscosity, after shear
Table 2. Additional Time Required for a 100 VI Fluid
to Deliver the Same Volume as a 200 VI Fluid*
at 80ºC, 200 bars and 2,000 rpm
Considering the example of ISO VG 46 fluids at 0ºC, the data in Table 4 indicate that the monograde fluid requires 125 percent more energy (18 kW vs. 8 kW) than the MEHF to overcome the viscous drag.
* Performance gains are based on used oil
viscosity, after shear
Table 3. Additional Time Required for a 100 VI Fluid to
Deliver Same Volume as a 200 VI Fluid* at 100ºC,
200 bars and 2,000 rpm
* Performance gains are based on used
oil viscosity, after shear
Table 4. Energy Savings with High VI Oils* at 80ºC to
Deliver Same Volume (200 bars, 2,000 rpm)
The theoretical power input for the pump in this example is only 1.4 kW, assuming no hydromechanical energy losses take place (energy required to turn the rotor). Additional energy required to overcome the higher viscosity of the 100 VI fluids increases significantly at temperatures below 40ºC, and dramatically below 0ºC.
The authors have computed the actual flow rate and the total power requirement for vane pumps based on a given body, using four different-sized cartridges. Internal cartridge sets (rotors and vanes) are sized to deliver a specific flow rate by controlling the discharge volume per revolution.
Calculations were made at a pressure of 200 bars, a speed of 2,000 rpm, and at two temperatures, 80ºC and 100ºC.
Knowing the actual flow rate Qa, one can determine the time needed to fill a given linear motor of volume, V. A linear motor is typically a hydraulic cylinder that fills with fluid, displacing a rod that delivers motion under load.
Time = V/Qa [Equation 2]
By calculating the ratio of the time required for two oils having the same ISO VG grade but different VI, one can estimate the time advantage for the high VI oil to deliver the same volume of fluid. In this work, the authors used the viscosity of the high VI oils after the Sonic 40-minute shear test to compute the actual flow rate (Table 1). This represents a good estimate of the used oil viscosity in a 2,000 psi vane or piston pump system.
Time(VI=100)/Time(VI=200)= Qa(VI=200)/Qa(VI=100) [Equation 3]
The benefit offered by the high VI oils decreases when increasing the cartridge size and increasing the ISO grade. This is because the larger the cartridge, the lower the internal leakage relative to the pump flow rate.
Field studies showed that peak operating temperatures in mobile hydraulic equipment often exceed 100ºC. Therefore, the flow rates in this series of pumps at this higher temperature were also calculated. The data in Table 4 indicate that the high VI fluids at 100ºC deliver between five to 30 percent greater flow rate, allowing a cylinder to fill more quickly.
Comparing the data at 80ºC to the data at 100ºC, one can see that high VI fluids show an even greater advantage as fluid temperatures increase above 80ºC.
Knowing the total power required to deliver the hydraulic power and to overcome the hydromechanical losses, one can determine the energy needed to fill the linear motor of volume V.
Energy = Total Power * Time [Equation 4]
The authors calculated the power needed to drive the pump at 80ºC and 100ºC, using fluids with different VIs. This allowed them to determine the difference in energy required to deliver the same volume of fluid under a given pressure and pump speed.
Energy(VI=100)/Energy(VI=200) =
Power(VI=100)*Qa (VI=200)/(Power (VI=200)
*Qa(VI=100)) [Equation 5]
The data in Table 4 indicate that the high VI multigrade fluid at 80ºC, 200 bars and 2,000 rpm may save between two and 20 percent in energy consumption over the 100 VI fluid.
* Performance gains are based on used oil
viscosity, after shear
x Data not reported because the volumetric efficiency for
the 100 VI oils ISO 32 and 46 was lower than 50 percent.
Table 5. Energy Savings with High VI Oils* at
100ºC to Deliver Same Volume
Similar to the approach taken in the Flow Rate Advantage section, the authors also calculated energy consumption at 100ºC, to identify the potential energy savings at a temperature closer to a typical peak operating temperature. The data in Table 5 indicate that the high VI fluid at 100ºC, 200 bars and 2,000 rpm may save between five and 28 percent in energy consumption.
As fluid temperature increases, the energy savings attributed to the high VI fluids is amplified.
The relative energy savings data presented in this article can be used to generate cost-saving estimates for specific applications. Consider the case of a single mobile vane pump running at typical mobile construction equipment operating conditions of 200 bar, 2,000 rpm, and 80°C. Depending on the particular pump size, the potential diesel fuel savings range from 200 to 300 gallons per year. Cost saving calculations can be made using the following formula:
Total fuel consumption (liters) =
Pump power requirement (kW) *
Hours of pump operation (hours) *
Diesel fuel consumption rate (0.22 kg/kWh) *
Density of diesel fuel (1.19 liters/kg) [Equation 6]
Fuel savings (liters) =
Total fuel consumption *
Relative energy savings (percent from Tables 4 and 5) [Equation 7]
Cost savings = Fuel Savings * Local cost of diesel fuel [Equation 8]
Fuel and cost savings calculations for an ISO 46 hydraulic fluid in a single pump and a medium-sized construction equipment fleet are presented in Tables 6 and 7.
Pump |
A |
B |
C |
D |
kW |
15.5 |
24.0 |
31.9 |
48.1 |
Gallons of Diesel Fuel Used |
2,141 |
3,316 |
4,407 |
6,645 |
Gallons of Diesel Fuel Saved |
313 |
224 |
201 |
182 |
Annual $ Saved |
$ 563 |
$ 403 |
$ 362 |
$ 328 |
Table 6. Fuel and Cost Savings - Single Mobile Vane Pump at 200 bar, 2,000 rpm, 80°C
Assumptions: 8 hours/day, 250 days/year, diesel fuel in USA at $1.80/gallon
Cost savings for 200 VI MEHF 46 grade fluid vs. monograde fluid.
Pump |
A |
B |
C |
D |
kW |
15.5 |
24.0 |
31.9 |
48.1 |
Gallons of Diesel Saved |
37,557 |
26,888 |
24,108 |
21,797 |
Annual $ Saved |
$ 67,603 |
$ 48,398 |
$ 43,394 |
$ 39,235 |
Table 7. Fuel and Cost Savings - Construction Equipment Fleet - 100 Units
[200 Mobile Vane Pumps at 200 bar, 2,000 rpm, 80°C]
Assumptions: 8 hours/day, 150 days/year, diesel fuel in USA at $1.80/gallon
Cost savings for 200 VI MEHF 46 grade fluid vs. monograde fluid.
The comparison of the performance at low and high temperature of six hydraulic fluids with three different ISO grades (VG 32, 46 and 68) and two different Viscosity Indices (100 and 200) demonstrated the following conclusions:
The high VI oils that meet the MEHF performance level definition contributed to significantly lower hydromechanical losses at temperatures lower than 40°C. The gain in hydromechanical efficiency can exceed 50 percent at start-up temperature, resulting in lower energy consumption, shorter warm-up times and reduced wear.
At temperatures of 80°C and 100°C, calculations made for a series of vane pumps showed that the high VI oils deliver a higher flow rate and a better overall efficiency.
This translates into higher equipment productivity, as well as significantly lower operating costs for the equipment user due to lower fuel consumption. Energy and fuel savings up to 20 percent can be expected under standard operating conditions when MEHF-type oils are used. Higher productivity gains and savings can be achieved at peak operating temperatures.
The cost savings associated with the use of maximum efficiency hydraulic fluids in a single vane pump are approximately $400 per year per pump. This advantage could be expected to result in approximately $50,000 savings annually for a medium-sized equipment fleet.
Cost savings for specific applications can be calculated based on the data. The cost savings associated with the use of maximum efficiency hydraulic fluids in a single vane pump are approximately $400 per year per pump. This advantage could be expected to result in approximately $50,000 savings annually for a medium-sized equipment fleet (250 assets).
Read more on hydraulic system best practices:
10 Hydraulic Reliability Checks You Probably Aren't Making
The Seven Most Common Hydraulic Equipment Mistakes
How Do You Know if You're Using the Right Hydraulic Oil?
Top 5 Hydraulic Mistakes and Best Solutions
References:
Hamaguchi, H. “A New High Performance Level for Hydraulic Fluids Providing Energy Savings and Emissions Reductions.” Proceedings of the 9th Annual Fuels and Lubes Asia Conference, March 2005, Beijing, China. The information can also be found online at www.MEHF.com.
P.W. Michael, S.N. Herzog, T.E. Marougy, “Fluid Viscosity Selection Criteria for Hydraulic Pumps and Motors”. NCFP paper I 00-9.12 presented at the International Exposition for Power Transmission and Technical Conference. 4-6 April 2000, Chicago, IL, USA .
G.E. Totten, Handbook of Hydraulic Fluid Technology, Marcel Dekker, New York, 2000, p. 27.
I. Makkonen, “Performance of Seasonal and Year-Round Hydraulic Oils in Forestry Machines”, FERIC Technical Note TN-251, Forest Engineering Technical Research Institute of Canada, 12/96.
D.G. Placek and C.W. Hyndman, “Cost and Performance Advantages of Multigrade Hydraulic Fluids”, Proceedings of the 7 th Annual Fuels & Lubes Asia Conference, 2/01, Bangkok, Thailand .
NFPA Recommended Practice T2.13.13-2002. “Fluid Viscosity Selection Criteria for Hydraulic Motors and Pumps”. 2002. www.nfpa.com
S.N. Herzog, C.D. Neveu, D.G. Placek, “Predicting the Pump Efficiency of Hydraulic Fluids to Maximize System Performance”. NCFP I 02-10.8/ SAE OH 2002-01-1430 presented at the IFPE / SAE Off-Highway Meeting, March 19-23, 2002 Las Vegas, NV, USA.